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The Air Navigation Order 2009 (revoked)
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- UK Statutory Instruments
- 2009 No. 3015
- SCHEDULE 13
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Version Superseded: 14/04/2010
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Article 241
SCHEDULE 13U.K.Penalties
This schedule has no associated Explanatory Memorandum
PART A U.K.Provisions referred to in article 241(5)
SECTION 1U.K.
| Article of Order | Subject Matter | |
|---|---|---|
| 5(3) | Unqualified person not to cause or permit aircraft to be used for commercial air transport, public transport or aerial work | |
| 6(6) | Aircraft to fly in accordance with conditions in aircraft dealer's certificate | |
| 7(1) | Certificate of registration to be returned | |
| 7(2) | Registered owner to inform the CAA of specified events | |
| 7(3) | Person who becomes the owner of aircraft registered in the United Kingdom must inform the CAA | |
| 23(4) | Requirement for placard | |
| 23(5) | Requirement to fly by day and in accordance with Visual Flight Rules | |
| 24(2) | Restriction on purposes of flight by aircraft with a certificate of validation | |
| 26(5) | Carriage and keeping of certificate of maintenance review | |
| 26(6) | Preservation of certificate of maintenance review | |
| 27(8) | Carriage and keeping of technical log | |
| 27(10) | Preservation of technical log | |
| 34(6) | Preservation of log books | |
| 35(5) | Preservation of weight schedule | |
| 75 | Requirement for training for landing on or taking off from water | |
| 79 | Requirement to keep personal flying log book | |
| 81 | Minimum age for glider pilot | |
| 93(5) | Pilot to be secured in seat | |
| 93(6) | Operator not to permit helicopter rotor to be turned unless pilot at controls | |
| 94(1) and (2) | Requirements for accident prevention and flight safety programme | |
| 100(1) | Person supervising loading to prepare and sign load sheet and submit it for examination by commander | |
| 100(2) | Carriage and preservation of load sheet | |
| 101(1) | Carriage of baggage | |
| 111(1) | Requirement to wear a survival suit | |
| 127 | Self-sustaining glider not to take off under its own power | |
| 150(1), (2) and (4) | Documents to be carried | |
| 156(1), (2), (4) and (5) | Production of documents and records | |
| 157 | Production of air traffic service equipment documents and records | |
| 159 | Preservation of documents | |
| 160(5) | Requirement to inform CAA of departure from Rules of the Air | |
| 189(1) | Requirement to inform air navigation service provider | |
| 189(2) and (3) | Requirement to notify CAA and forward licence to CAA | |
| 190 | Air navigation service provider to keep records | |
| 192 | Incapacity of air traffic controllers | |
| 195 | Not to act as air traffic controller or student air traffic controller where exam etc failed | |
| 198 | Certification of training providers | |
| 199 | Requirement for certified training provider to produce records | |
| 205(3) | Requirement to notify aeronautical radio station service | |
| 206(1) | Requirement to keep air traffic service equipment records | |
| 206(4) | Capability of recording apparatus | |
| 206(5) | Operation of recording apparatus | |
| 206(8) and (9) | Requirements where apparatus ceases to be capable of recording or becomes unserviceable | |
| 206(10) to (12) | Air traffic service equipment records | |
| 211(3) | Requirement to supply information | |
| 212(4) | Requirement for holder of public use licence to notify | |
| 213 | Requirement for holder of public use licence to supply information to Secretary of State | |
| 214 | Requirement to make air navigation facilities available | |
| 224(1) | Filing and approval of tariffs | |
| 228(3) | Requirement to surrender document to CAA | |
| 230(7) | Requirement to surrender permit to Secretary of State | |
SECTION 2U.K.
| Provision of Part 21, M, 145, 66 or 147 | Subject Matter |
|---|---|
| 21A.61 | Instructions for the continued airworthiness by the holder of type certificate or restricted type certificate |
| 21A.107 | Variations to instructions for continued airworthiness by the holder of a minor change approval to type design |
| 21A.120 | Instructions for continued airworthiness by supplemental type certificate holder |
| 21A.130 | Requirement for statement of conformity |
| 21A.147 | Approval of changes to the approved production organisation |
| 21A.180 | Inspections to be permitted by holder of airworthiness certificate |
| 21A.439 | Production of repair parts |
| 21A.441 | Repair embodiment |
| 21A.449 | Instructions for continued airworthiness by holder of repair design approval |
| 21A.721 | Inspections to be allowed by holder of, or applicant for, a permit to fly |
| 21A.729 | Record keeping by the holder of the approval of the flight conditions |
| 21A.805 | Identification of critical parts |
| M.A.307 | Transfer of aircraft continuing airworthiness records |
| M.A.401 | Use of current maintenance data |
| M.A.402 | Performance of maintenance |
| M.A.501 | Installation of components |
| M.A.502 | Component maintenance |
| M.A.504 (b),(c) and (d) | Control of unserviceable components |
| M.A.611 | Maintenance standards |
| M.A.614 | Maintenance records to be kept by approved maintenance organisation |
| M.A.617 | Notification of changes to the approved maintenance organisation |
| M.A.713 | Notification of changes to the approved continuing airworthiness organisation |
| M.A.714 | Record keeping by continuing airworthiness management organisation |
| M.A.902(c) | Airworthiness review certificate to be returned |
| 145.A.85 | Notification of changes to the organisation |
| 147.A.110 | Records of instructors, examiners and assessors |
| 147.A.125 | Records |
| 147.A.150 | Notification of changes to the maintenance training organisation |
SECTION 3U.K.
| Provision of EU-OPS | Subject Matter |
|---|---|
| 1.037 | Accident prevention and flight safety programme |
| 1.110 | Use of Portable Electronic Devices |
| 1.125 | Documents to be carried |
| 1.130 | Manuals to be carried |
| 1.135(a) | Additional information and forms to be carried |
| 1.140 | Information to be retained on the ground |
| 1.150 | Production of documentation and records |
| 1.155 | Preservation of documentation |
| 1.165(b) and (c) | Leasing requirements |
| 1.205 | Competence of operations personnel |
| 1.220 | Authorisation of aerodromes by operator |
| 1.230 | Use of instrument departure and approach procedures |
| 1.295 | Selection of aerodromes |
| 1.300 | Submission of ATS flight plan |
| 1.335 | Smoking on board |
| 1.340 | Meteorological conditions |
| 1.345(b) | Commander not to take off unless external surfaces are clear |
| 1.350 | Fuel and oil supply |
| 1.355 | Take-off conditions |
| 1.360 | Commander to be satisfied as to take off minima |
| 1.385 | Use of supplemental oxygen |
| 1.400 | Approach and landing conditions |
| 1.405(a), (d) and (e) | Commencement and continuation of approach |
| 1.415 | Requirement for journey log |
| 1.420(b), (c) and (d) | Occurrence reporting |
| 1.440 | Low visibility operations – general operating roles |
| 1.445 | Low visibility operations – aerodrome considerations |
| 1.450 | Low visibility operations – training and qualifications |
| 1.455 | Low visibility operations – operating procedures |
| 1.460 | Low visibility operations – minimum equipment |
| 1.465 | VFR operating minima |
| 1.615 | Mass values for crew |
| 1.620 | Mass values for passengers and baggage |
| 1.985 | Training records for flight crew |
| 1.1035 | Training records for cabin crew |
| 1.1105 | Maximum daily flight duty period |
| 1.1110 | Rest requirements |
| 1.1135 | Flight duty, duty and rest period records |
PART B U.K.Provisions referred to in article 241(6)
SECTION 1U.K.
| Article of Order | Subject Matter | |
|---|---|---|
| 3(1) | Aircraft to be registered | |
| 10(1) | Aircraft not to fly unless it has nationality and registration marks | |
| 10(3) | Aircraft not to bear misleading marks | |
| 15(1) | Compliance with operational directives | |
| 20(1) | Compliance with airworthiness directives | |
| 23(1) | Restrictions on purposes of flight by aircraft with national permit to fly | |
| 23(2) | Restrictions of carriage of persons by aircraft with national permit to fly | |
| 25(1) | Requirement to be maintained in accordance with approved maintenance schedule | |
| 25(2) | Maintenance review requirements | |
| 27(2) | Requirement for technical log | |
| 27(4) | Entries in technical log | |
| 27(7) | Certificate to be entered in technical log | |
| 28(2) | Requirement for certificate of release to service for non-EASA aircraft | |
| 32 | Requirement for certificate of release to service for EASA aircraft | |
| 33(7) | Holder of maintenance licence not to exercise privileges when unfit | |
| 34(1), (2), (3) and (5) | Requirements for log books for non-EASA aircraft | |
| 35(3) | Requirement for weighing and determining centre of gravity | |
| 35(4) | Requirement for weight schedule | |
| 37(1), (2), (3), (8) and (9) | Requirements for aircraft to carry equipment | |
| 38 | Carriage and use of equipment | |
| 39(1), (2) (7), (8) and (9) | Requirements for aircraft to carry radio communication and radio navigation equipment | |
| 40 | Carriage of notified radio communication and radio navigation equipment | |
| 41(4) | Carriage of minimum equipment | |
| 42 | Required flight crew | |
| 43(3) | Flight crew required by aircraft registered in the United Kingdom | |
| 44 | Pilots required on public transport flights by flying machines | |
| 45(1) | Pilots required on public transport flights by aeroplanes | |
| 46(1) | Pilots required on public transport flights by helicopters | |
| 47 | Flight navigators or navigational equipment required on public transport flights | |
| 48(2) and (3) | Requirement to carry cabin crew | |
| 49(1) | Compliance with direction to carry additional crew | |
| 63(2) and (3) | Holder of licence which does not meet minimum standards of Chicago Convention to obtain permission of competent authority and not to fly in the United Kingdom without permission of the CAA | |
| 74(1) | Person not to act as member of flight crew when unfit | |
| 74(2) | Requirement to inform CAA of injury, illness or pregnancy | |
| 80(2) | Requirements for giving of flying instruction | |
| 83 | Operations manual requirements | |
| 84 | Police operations manual requirements | |
| 85 | Training manual requirements | |
| 86(2) | Pre-flight action by commander of aircraft | |
| 87 | Commander to be satisfied that flight can be safely completed | |
| 88 | Passenger briefing by commander | |
| 89 | Commander to ensure demonstration of flight jackets | |
| 90 | Commander to ensure crew, passengers and baggage secure | |
| 91 | Commander to ensure demonstration of use of oxygen on public transport flights | |
| 92 | Commander to demonstrate use of oxygen on aerial work and private flights | |
| 93(2), (3) and (4) | Pilots to remain at controls | |
| 95 | Operator's responsibilities in relation to crew | |
| 96 | Operator's responsibilities in relation to routes and aerodromes | |
| 97 | Prohibition on public transport and commercial air transport flights at night and in specified meteorological conditions by aeroplane with one power unit registered elsewhere than in the United Kingdom | |
| 98 | Operator's duty concerning loading of public transport aircraft | |
| 103(1) | Requirement to comply with subpart F of EU-OPS | |
| 103(6) and (9) | Requirements for aeroplanes flying over water for public transport | |
| 104(2) | Public transport operating conditions and performance requirements for helicopters | |
| 104(6) | Requirements for helicopter on public transport flights flying over water | |
| 105 | Requirements for helicopters carrying out a performance class 3 operation | |
| 106(1)(a) | Helicopter flying over water for public transport under national air operator's certificate on performance class 1 or class 2 operation | |
| 106(1)(b) | Helicopter flying over water under police air operator's certificate on a performance class 1 or class 2 operation | |
| 107 | Aerodrome operating minima requirements for public transport aircraft registered in United Kingdom | |
| 108 | Aerodrome operating minima requirements for public transport aircraft registered elsewhere than in United Kingdom | |
| 109 | Aerodrome operating minima requirements for aerial work and private aircraft | |
| 110 | Commander to be satisfied that additional survival equipment carried | |
| 112 | Operation of radio in aircraft | |
| 113 | Requirement for operation of airborne collision avoidance system | |
| 114 | Requirements for training in operation of airborne collision avoidance system | |
| 115 | Vibration health monitoring system to be operated in accordance with approved procedures | |
| 116 | Person not to be in specified parts of aircraft in flight or object towed or attached | |
| 117(2) | Exits to be in working order | |
| 117(3) | Exits to be kept free of obstruction | |
| 118(2) | Operator to ensure marking of exits | |
| 119(2) | Operator to ensure marking of break-in areas | |
| 121 | Requirements concerning equipment when flying in North Atlantic Minimum Navigation Performance Specification airspace | |
| 122 | Requirements concerning equipment when aircraft registered in United Kingdom flying in Reduced Vertical Separation Minimum airspace | |
| 123 | Requirements concerning equipment when aircraft registered elsewhere than in United Kingdom flying in United Kingdom Reduced Vertical Separation Minimum airspace | |
| 124 | Requirements concerning equipment for aircraft registered in the United Kingdom flying in Required Navigation Performance airspace | |
| 125 | Requirements concerning equipment for aircraft registered elsewhere than in the United Kingdom flying in United Kingdom Required Navigation Performance airspace | |
| 126 | Towing of gliders | |
| 128 | Towing and picking up persons and articles other than gliders | |
| 129 | Dropping of articles and animals | |
| 130(1) and (4) to (8) | Requirements for parachuting | |
| 130(2) | Person not to be dropped so as to endanger persons or property | |
| 131(1) and (4) to (7) | Requirements for aerial application | |
| 140 | Smoking in aircraft | |
| 141 | Requirement to comply with lawful commands of commander of aircraft | |
| 142(a) & (b) | Acting in a disruptive manner | |
| 143 | Stowaways | |
| 145(3) | Operator's obligation to obtain flight time records of flight crew | |
| 146(2) | Flight crew member's obligation to inform operator of flight times | |
| 147 | Flight times – responsibilities of flight crew | |
| 152 | Use of flight recording systems | |
| 153 | Preservation of records of aeroplane flight data recorder | |
| 154 | Preservation of records of helicopter flight data recorder | |
| 155 | Preservation of records of helicopter cockpit voice recorder/flight data recorder | |
| 160(2) | Requirement to comply with Rules of the Air | |
| 161(4) | Requirement to comply with Restriction of Flying Regulations | |
| 161(5) | Requirement to leave restricted area | |
| 161(6) | Requirement to comply with instructions in restricted area or danger area | |
| 162(1) to (5) and (17) | Requirements for flying displays | |
| 163 | Requirements for balloons | |
| 164 | Requirements for gliders, kites and parascending parachutes | |
| 165 | Requirements for airships | |
| 166 | Requirements for small unmanned aircraft | |
| 167 | Requirements for small unmanned surveillance aircraft | |
| 168 | Requirements for rockets | |
| 170 | Duty of person in charge to be satisfied as to competence of controllers | |
| 171 | Requirement for Manual of Air Traffic Services | |
| 172 | Requirement to provide air traffic services | |
| 173(5) | Requirement to comply with air traffic direction | |
| 173(7) | Requirement to comply with provisional air traffic direction | |
| 174(4) | Requirement to comply with direction for airspace policy purposes | |
| 175 | Use of radio callsigns at aerodromes | |
| 202(1)(a) | Requirement for flight information service officer's licence | |
| 202(1)(b) | Requirement to identify as flight information service officer | |
| 204 | Requirement for flight information service manual | |
| 205(1) | Requirement for approval for air traffic service equipment | |
| 206(2) | Provision of recording apparatus | |
| 207 | Requirement to use licensed or Government aerodrome | |
| 209 | Lighting for helicopters flying for public transport at night | |
| 211(4) | Requirement to comply with aerodrome licence conditions | |
| 211(5) | Requirement to take reasonable steps to secure airspace safe for use by aircraft | |
| 211(7) to (10) | Requirements for aerodrome manual | |
| 217(1) and (2) | Obligations of person having management of fuel installation on an aerodrome | |
| 217(4) and (5) | Requirements to keep and produce records for fuel installation | |
| 218(1) and (3) | Requirements for aeronautical lights | |
| 219(2) to (5) | Requirements for lighting of en-route obstacles | |
| 220(2), (4) to (7) and (9) | Requirements for lighting of wind turbine generators in United Kingdom territorial waters | |
| 221(1) and (2) | Lights liable to endanger not to be exhibited | |
| 222 | Lights which dazzle or distract not to be shone | |
| 227 | Requirements to report bird strikes | |
| 237 | Compliance with direction to make data available | |
| 239 | Person not to obstruct or impede | |
SECTION 2U.K.
| Provision of Part 21, M, 145, 66 or 147 | Subject Matter |
|---|---|
| 21A.3(b) and (c) | Reporting of investigation of failures, malfunctions and defects |
| 21A.3B(c) | Airworthiness directives – obligation to propose and make available corrective action |
| 21A.129 | Obligations of manufacturer |
| 21A.165 | Obligations of a production organisation approval holder |
| 21A.727 | Obligations of the holder of a permit to fly |
| M.A.202 | Occurrence reporting |
| M.A.303 | Carrying out airworthiness directives |
| M.A.305 | Aircraft continuing airworthiness record system |
| M.A.306 | Operator's technical log system |
| M.A.708 | Continuing airworthiness management |
| M.A.710 | Conduct of airworthiness review |
| 145.A.50 | Certification of release to service for maintenance |
| 145.A.55 | Maintenance records to be kept by organisation approved under Part 145 |
| 145.A.60 | Occurrence reporting |
SECTION 3U.K.
| Provision of EU-OPS | Subject Matter |
|---|---|
| 1.030 | Operator to establish and operate in accordance with minimum equipment list |
| 1.070 | Carriage of sporting weapons and ammunition |
| 1.075 | Carriage of person in part of aeroplane not designed for that purpose |
| 1.085(f) 7, 8, 10, and 12 | Responsibilities of commander |
| 1.160 | Preservation, production and use of flight recorder recordings |
| 1.240 | Operator's responsibilities in relation to routes and areas of operation |
| 1.241 | Operation in airspace with reduced vertical separation minima |
| 1.243 | Operation in areas with specific navigation performance requirements |
| 1.245 | Operation at distance from nearest aerodrome of two engined aeroplane without ETOPS approval |
| 1.246 | Requirement for ETOPS approval |
| 1.285 | Requirement for passenger briefing |
| 1.290(b) | Flight preparation by commander |
| 1.310(a)1 and 2 | Flight crew to remain at station |
| 1.320 | Crew and passengers to be secured |
| 1.398 | Use of airborne collision avoidance system |
| 1.430 | Aerodrome operating minima |
| 1.470 | Performance requirements |
| 1.605 | Requirements for loading, mass and balance and centre of gravity |
| 1.625 | Mass and balance documentation |
| 1.630(a) | Instruments and equipment required for flight |
| 1.845(a) | Communication and navigation equipment required for flight |
| 1.875 | Aeroplane maintenance requirements |
| 1.940 | Composition of flight crew |
| 1.943 | Crew resource management training |
| 1.945 | Conversion training and checking |
| 1.950 | Differences and familiarisation training |
| 1.960 | Commanders holding a Commercial Pilot Licence – operator's obligations |
| 1.965 | Training and checking crew |
| 1.990 | Number and composition of cabin crew |
| 1.1040 | Operations manual requirements |
| 1.1100 | Flight and duty limitations |
| 1.1195 | Requirements for acceptance of dangerous goods |
| 1.1200(a) | Inspection for damage, leakage or contamination |
| 1.1205(a) | Removal of contamination |
| 1.1205(b) | Steps to be taken in the event of contamination |
| 1.1210 | Loading restrictions |
| 1.1215 | Provision of information |
| 1.1220 | Training requirements |
| 1.1225 | Reporting of dangerous goods incidents and accidents |
PART C U.K.Provisions referred to in article 241(7)
SECTION 1U.K.
| Article of Order | Subject Matter | |
|---|---|---|
| 11 | Aircraft not to fly for commercial air transport without EU-OPS AOC | |
| 12(1) | Aircraft not to fly for public transport without national AOC or EU-OPS AOC | |
| 13(4) | Aircraft not to fly in the service of a police authority except under a Police Air Operator's Certificate, a national Air Operator's Certificate or an EU-OPS Air Operator Certificate | |
| 16(1) | Aircraft not to fly without a certificate of airworthiness | |
| 16(7) | Aircraft to comply with flight manual | |
| 17(2) | Non-military State aircraft to have a national certificate of airworthiness or an EASA certificate of airworthiness | |
| 17(3) | Requirements for non-military State aircraft with EASA certificate of airworthiness | |
| 50(1) | Requirement for appropriate licence to act as member of flight crew of aircraft registered in the United Kingdom | |
| 61 | Requirement for appropriate licence to act member of flight crew of aircraft registered elsewhere than in the United Kingdom | |
| 120 | Obligations of operator and commander when flying over foreign country | |
| 132(2) | Requirement to comply with regulations for the carriage of dangerous goods | |
| 133(2) | Requirements for carriage of munitions of war | |
| 133(3) | Prohibition on carriage of sporting weapon or munition of war where passengers have access | |
| 134 | Prohibition on carrying on board sporting weapons or munitions of war | |
| 138 | Endangering safety of any person or property | |
| 139 | Drunkenness in aircraft | |
| 142(c) | Intentional interference | |
| 149 | Fatigue of crew – EU-OPS operator's responsibilities | |
| 145(1) | Operator's obligation to regulate flight times of crew | |
| 145(2) | Operator's obligation not permit flight by crew in dangerous state of fatigue | |
| 146(1) | Crew's obligation not to fly in dangerous state of fatigue | |
| 148 | Protection of air crew from cosmic radiation | |
| 151 | Keeping and production of records of exposure to cosmic radiation | |
| 169(1) | Requirement for air traffic control approval | |
| 177(1) | Requirement to hold air traffic controller's licence | |
| 178 | Requirement to hold student air traffic controller's licence | |
| 193 | Obligation not to act as air traffic controller or student air traffic controller if fatigued | |
| 194 | Student air traffic controller not to act under influence of drink or drug | |
| 217(6) | Aviation fuel not to be dispensed if not fit for use | |
| 217(7) | Compliance with direction not to dispense aviation fuel | |
| 223 | Restrictions on carriage for valuable consideration in aircraft registered elsewhere than in the United Kingdom | |
| 225 | Restriction on aerial photography, aerial survey and aerial work in aircraft registered elsewhere than in the United Kingdom | |
| 226(5) to (8) | Requirements to report occurrences | |
| 231 (except (2) and (5)) | Prohibitions in relation to documents and records | |
| 232(3) | Flight in contravention of CAA's direction not to fly | |
| 233 | Flight by third country aircraft in contravention of direction not to fly | |
| 236(3) | Flight in contravention of Secretary of State's direction not to fly | |
SECTION 2U.K.
| Provision of Part 21, M, 145, 66 or 147 | Subject Matter |
|---|---|
| M.A.201(a) and (b) | Responsibilities of owner or lessee |
| M.A.201(d) | Responsibilities of the pilot in command or operator |
| M.A.201(e) & (f) | Responsibilities of continuing airworthiness management organisation |
| M.A.201(h) | Obligations of commercial air transport operator |
| M.A.201(i) | Obligations of certificated operator |
| M.A.403 | Aircraft defects to be rectified |
| M.A.902(b) | Aircraft not to fly if airworthiness review certificate invalid |
SECTION 3U.K.
| Provision of EU-OPS | Subject Matter |
|---|---|
| 1.065 | Prohibition of carriage of weapons or munitions of war |
| 1.085(d) 4 and 5 | Crew member's obligation not to fly in dangerous state of fatigue |
| 1.390(a) 1 to 4 | Protection of crew from cosmic radiation |
| 1.1090 paragraphs 1 to 3 | Operator's obligations for flight and duty time limitations and rest scheme |
| 1.1090 paragraph 4.1 | Crew member not to operate when fatigued or unfit |
| 1.1145 | Operator to comply with Technical Instructions |
| 1.1155(a) | Operator to hold approval to transport dangerous goods |
| 1.1165 | Operator not to carry dangerous goods forbidden for transport by air |
PART D U.K.Provisions referred to in article 241(8)
| Article of Order | Subject Matter |
|---|---|
| 137 | Endangering safety of an aircraft |
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